Compliance and Control
Risk Controls
The management philosophy of Schelcher Prince is evident in the financial instruments we use, whose risks are well managed and supervised.
A comprehensive review of the risks which might affect the portfolio management is carried out on several levels:
- The operational team ensure daily compliance with the regulatory constraints and specific management and monitoring risk indicators for their portfolios;
- Management Committee: Comprising of executives, managers, analysts and the Head of Internal Compliance & Controlling (RCCI).This committee defines the internal investment constraints and monitors compliance.
Compliance and Ethical Conformity
2AM (Atelier de l’Asset Management), an independent outside company, ensures the consistency and effectiveness of internal controls and the compliance of Schelcher Prince’s activities.
Guaranteeing the compliance with regulations and internal procedures, the control unit 2AM reports to an audit committee, composed of a board member and two executives.



